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Internal Audit and SOX 404 Consulting

Internal Audit and SOX 404 Consulting

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An internal audit function helps your governing board or audit committee fulfill its responsibility for establishing effective and efficient control systems, reporting policies and procedures, and for creating a system of corporate governance.

Whether these responsibilities are mandated by the Sarbanes-Oxley Act (SOX) and other regulations, or they are voluntary, you can count on Clifton Gunderson internal audit services–

  • If you are concerned that your internal audit function is not keeping pace with the changing business environment.
  • If your organization is unable to find time and resources to create and communicate important goals and policies.
  • If you are unable to monitor progress toward goals.
  • If you are unable to hire or retain experienced internal audit personnel.

Count on Clifton Gunderson for a wide range of internal audit services–

  • Internal control reviews and assessments
  • Process improvement reviews
  • Information system reviews
  • Cash management system reviews
  • Regulatory compliance assessments
  • Fraud risk assessments
  • Investigation of suspected or actual fraud
  • Training for internal audit professionals
  • Asset/liability system reviews
  • Internal audit team training and reviews
  • Cosourcing/outsourcing of audit services
  • For financial institutions, review of control systems over trust activity, branches, investments, loans, derivatives and deposits