Internal Audit and SOX 404 Consulting |
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An internal audit function helps your governing board or audit committee fulfill its responsibility for establishing effective and efficient control systems, reporting policies and procedures, and for creating a system of corporate governance.
Whether these responsibilities are mandated by the Sarbanes-Oxley Act (SOX) and other regulations, or they are voluntary, you can count on Clifton Gunderson internal audit services–
- If you are concerned that your internal audit function is not keeping pace with the changing business environment.
- If your organization is unable to find time and resources to create and communicate important goals and policies.
- If you are unable to monitor progress toward goals.
- If you are unable to hire or retain experienced internal audit personnel.
Count on Clifton Gunderson for a wide range of internal audit services–
- Internal control reviews and assessments
- Process improvement reviews
- Information system reviews
- Cash management system reviews
- Regulatory compliance assessments
- Fraud risk assessments
- Investigation of suspected or actual fraud
- Training for internal audit professionals
- Asset/liability system reviews
- Internal audit team training and reviews
- Cosourcing/outsourcing of audit services
- For financial institutions, review of control systems over trust activity, branches, investments, loans, derivatives and deposits
